compliance Shield

With the FSA's regulation now in force wouldn't it be easier if the documents you produced using your mortgage sourcing system were automatically date and time stamped when you produced them as proof that you followed the correct procedure? Wouldn't it be easier if documents were stored electronically without having to lose office space and delve though reams of files for the monitoring and auditing you will be required to make?

Compliance Shield™ is integrated with our Prospector AAA mortgage sourcing software. Whenever you print or email documents as part of your sales process, they are saved off-line and then automatically transferred to a secure online warehouse when you next perform a product update. Because it's an automated solution it makes the process quicker and easier.

Compliance Shield™ - monitoring and auditing

• Automated point of sale capture of compliance docs
• Date and time stamped documentation
• A digital audit trail of your sales activity
• All documents automatically saved in secure database
• Secure, remote access to documents at any time
• Remote audit and reporting tools